James Hadaway serves as Vice President and Compliance Officer at Dinsmore Compliance Services, bringing over 20 years of experience in financial services, with a focus on broker-dealer and investment advisor compliance. He has held senior roles overseeing trading, customer service, and regulatory functions. James previously maintained FINRA Series 7, 24, 4, 53, and 65 licenses. Since 2024, James has partnered with Prometheus Capital through Dinsmore Compliance Services to serve as our Chief Compliance Officer.